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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2021-01-22
  • CT RA
    APPROVED
    Since 2021-01-22

Branch Locations

1295 State Street, Springfield, MA 01111 • United States

Avon, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Babson Capital Management Springfield MA 08/2015 12/2018
Massmutual Springfield MA 10/2020 Present
Mml Investors Services, Llc Springfield MA 10/2020 Present
Unemployed Stafford Springs CT 12/2018 10/2020
  • 08/2015 → 12/2018
    Babson Capital Management
    Springfield, MA
  • 10/2020 → Present
    Massmutual
    Springfield, MA
  • 10/2020 → Present
    Springfield, MA
  • 12/2018 → 10/2020
    Unemployed
    Stafford Springs, CT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-15
  • S66 Uniform Combined State Law Examination
    2014-09-15
Other Names
  • John Panico
  • John David Panico
  • John D Panico

View on SEC IAPD

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