Timothy Charles Dabbs

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2016-10-05
PA	RA	APPROVED	2014-02-14

TX RA
APPROVED

Since 2016-10-05
PA RA
APPROVED

Since 2014-02-14

Branch Locations

Williamsport, PA • United States

140 Pasquerilla Plz Ste 144 [Profit Formula], Johnstown, PA 15901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc	Pittsburgh	PA	12/2013	11/2016
Air Force Reserve	Washington	DC	02/2003	Present
Wells Fargo Clearing Services, Llc	Pittsburgh	PA	11/2016	Present

12/2013 → 11/2016

Wells Fargo Advisors, Llc

Pittsburgh, PA
02/2003 → Present

Air Force Reserve

Washington, DC
11/2016 → Present

Wells Fargo Clearing Services, Llc

Pittsburgh, PA

Other Businesses

RENTAL PROPERTY; INVESTMENT RELATED; JOHNSTOWN, PA; OWNER; START DATE 7/2003; 1 HR PER MONTH; 0 HRS DURING TRADING. AIR FORCE RESERVE; NOT INVESTMENT RELATED; WASHINGTON, DC; LT COLONEL / AIR STAFF ACTION OFFICER; START DATE 5/1986; 4 HRS PER MONTH; 0 HRS DURING TRADING. MUSIC PERFORMANCE AND PRODUCTION COMPANY 100% OWNER, NOT INVESTMENT RELATED, JOHNSTOWN PA, START 6/1/15, 4 HRS PER MONTH, 0 DURING TRADING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-02-14

S66 Uniform Combined State Law Examination

2014-02-14

Other Names

Timothy Charles Dabb

View on SEC IAPD