Leslie Patrick Starck

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2018-01-10
CA	RA	APPROVED	2014-06-19

DC RA
APPROVED

Since 2018-01-10
CA RA
APPROVED

Since 2014-06-19

Branch Locations

101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States

1700 K St Nw Ste 875, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc	Los Angeles	CA	11/2013	11/2016
Wells Fargo Clearing Services, Llc	Los Angeles	CA	11/2016	Present

11/2013 → 11/2016

Wells Fargo Advisors, Llc

Los Angeles, CA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Los Angeles, CA

Other Businesses

PSM VENTURES, LLC; NOT INV. RELATED; OKLAHOMA CITY,OK; 15.38% OWNERSHIP; START DATE 05/31/2022; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; REAL ESTATE HOLDINGS. RENTAL PROPERTY; INV. RELATED; OKLAHOMA CITY,OK; 15.38% OWNERSHIP; START DATE 05/31/2022; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; OWNER.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-06-19

S66 Uniform Combined State Law Examination

2014-06-19

View on SEC IAPD