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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2020-10-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Greenwood Village | CO | 12/2013 | 09/2020 |
| World Financial Group, Inc. | Greenwood Village | CO | 10/2013 | 09/2020 |
| Smoking Grey Slippers, Llc | Denver | CO | 09/2014 | Present |
| Olive St. Properties, Llc | Denver | CO | 02/2016 | Present |
| Stuart Insurance Services | Centennial | CO | 07/2017 | 09/2020 |
| Jinkerson Corporation | Denver | CO | 10/2018 | Present |
| Bcce Investments, Llc | Denver | CO | 02/2015 | Present |
| Netlaw, Inc | Louisville | KY | 01/2019 | 09/2020 |
| Premier Coverage, Llc | Highlands Ranch | CO | 03/2019 | Present |
| Association Of Financial Educators | Austin | TX | 03/2020 | Present |
| Aish Of The Rockies | Greenwood Village | CO | 07/2020 | Present |
| Lpl Financial | Greenwood Village | CO | 10/2020 | Present |
1) 2020 - DBA for LPL Business (entity for LPL business) - The Integrity Wealth Group, LLC - Investment Related - Greenwood Village, CO 80111 2) 2019 - Property and Casualty - Premier Coverage, LLC - Investment Related - Greenwood Village, CO 80111 3) 2015 - Real Estate Rental - Smoking Grey Slippers, LLC - Investment Related - 3840 E. Ellsworth Ave, Denver Co 80209 4) 2018 - Business Entity For Tax/Investment Purposes Only - Jinkerson Corporation - Greenwood Village, CO 80111 5) 2014 - Non-Variable Insurance - Kevin Jinkerson - Investment Related - Greenwood Village, CO 80111 6) 2020 - Speaker / Financial Education - Association of Financial Educators - Investment Related - Austin, TX 78701 7) 2015 - Real Estate Rental - Bcce Investments - Investment Related - Greenwood Village, CO 80111 8) 7/8/2021 - Olive St Properties, LLC - Investment Related - 9715 E Dorado Ave, Greenwood Village, CO 80111 & Denver, CO 80207 - Real Estate Rental - Start Date: 2/1/2016 - 1 Hours Per Month/1 Hours During Securities Trading - Rental property. 9) 7/21/2021 - GB42 LLC - Investment Related - Kansas City, MO 64124 - Real Estate Rental - Start Date: 7/23/2021 - 2 Hours Per Month/1 Hours During Securities Trading - Property is 4 buildings spread over 3 addresses. 10) 7/28/2021 - No Business Name - Investment Related - Keystone, CO 80435 - Real Estate Rental - Start Date: 8/3/2021 - 2 Hours Per Month/1 Hours During Securities Trading - Short Term Rental property.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-02-05 |
| S65 | Uniform Investment Adviser Law Examination | 2014-01-23 |
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