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601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-04-19 |
Branch Locations
601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Charlotte | NC | 12/2013 | 09/2017 |
| Ally Invest Securities Llc | Charlotte | NC | 04/2019 | 11/2019 |
| Unemployed | Charlotte | NC | 09/2017 | 03/2019 |
| Ally Invest Securities Llc | Charlotte | NC | 11/2019 | 02/2021 |
| Ally Invest Securities Llc | Charlotte | NC | 02/2021 | 05/2021 |
| Ally Invest Securities Llc | Charlotte | NC | 05/2021 | Present |
| Ally Invest Advisors | Charlotte | NC | 04/2022 | Present |
Ally Invest Advisors. Investment related. 601 S Tryon Street Charlotte NC 28202. Sr. Analyst BL Risk. Dually licensed. 4/13/2022. 40+ hrs/month. Registered with Ally Invest Advisors after obtaining series 66.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-13 |
| S63 | Uniform Securities Agent State Law Examination | 2019-11-13 |
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