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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-08-19 |
| NJ | RA | APPROVED | 2020-07-23 |
Branch Locations
1100-1800 American Blvd Ci Client Management, Pennington, NJ 08534 • United States
Forked River, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Eatontown | NJ | 04/2020 | Present |
| Bank Of America, N.A. | Eatontown | NJ | 04/2020 | Present |
| Unemployment | Forked River | NJ | 10/2019 | 04/2020 |
| Bank Of America | Charlotte | NC | 07/2011 | 10/2019 |
I*1941271, Entity Type, Entity for Profit, Name of OBA: Rick Winkle, Address: Forked River, NJ, 08731, Investment Related: No, Position, Title, Association: Owner, Employee Start Date: 09/01/2024, No Hours: 1hr/Weekly, No Hours during trading: 0, Duties: Property Management. Administrative duties related to managing residential rental properties and property maintenance. This is a proposed, non-existent business that would be a separate and solely owned entity.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-07-17 |
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