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Hainan Dou

Morgan Stanley

Sandy, UT

Herriman, UT

CRD 6278330

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-07-24
UT RA APPROVED 2019-04-03
  • TX RA
    APPROVED
    Since 2019-07-24
  • UT RA
    APPROVED
    Since 2019-04-03

Branch Locations

200 West Civic Center Drive, Sandy, UT 84070 • United States

Herriman, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Sandy UT 09/2016 Present
Collabera Salt Lake City UT 10/2015 09/2016
Ms Services Group Inc. New York NY 03/2017 06/2018
  • 09/2016 → Present
    Morgan Stanley Smith Barney Llc
    Sandy, UT
  • 10/2015 → 09/2016
    Collabera
    Salt Lake City, UT
  • 03/2017 → 06/2018
    Ms Services Group Inc.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-31
S63 Uniform Securities Agent State Law Examination 2017-06-30
  • S66 Uniform Combined State Law Examination
    2019-03-31
  • S63 Uniform Securities Agent State Law Examination
    2017-06-30

View on SEC IAPD

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