Hope Lee Mulford

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2017 → 09/2017
  Wells Fargo Advisors Financial Network, Llc
  Little Rock, AR
• 08/2016 → 03/2017
  Homemaking
  Alexander, AR
• 10/2017 → Present
  Lpl Financial, Llc
  Little Rock, AR

Previous Registrations

• 2017-04-20 → 2017-09-19
  Wells Fargo Advisors Financial Network, Llc
  Little Rock, AR
• 2014-10-28 → 2016-08-17
  U.S. Bancorp Investments, Inc.
  North Little Rock, AR

Other Businesses

1. 5/5/2021 - Rock Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 4/26/2021 - 100 Hours Per Month/100 Hours During Securities Trading. 2. 11/20/2023 - Self Employed - Other - Business Owner - Appointment Scheduler - Not Investment Related - Home Based - Start Date 12/01/2023 - 4 Hours Per Month/ 0 Hours During Trading 3. 10/14/2024 - Lee Family LLC Lapelle Pit - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 08/30/2024 - 0 Hours Per Month/ During Trading 4) 04/24/2025 - Bellevue Wealth Advisory - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date - 04/23/2025 - 130 Hrs/Mth - 5 Hrs During Trading. 5) 07/14/2025 - WM Admin Solutions - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:07/10/2025 - 80 Hrs/Mth - 80 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2014-10-28

Other Names

• Hope Elizabeth Lee
• Hope Elizabeth Lee
• Hope Elizabeth Mulford
• Hope Mulford
• Hope Lee Mulford