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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2017-10-25
  • AR RA
    APPROVED
    Since 2017-10-25

Branch Locations

11311 Arcade Dr Ste 120, Little Rock, AR 72212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Little Rock AR 03/2017 09/2017
Homemaking Alexander AR 08/2016 03/2017
Lpl Financial, Llc Little Rock AR 10/2017 Present
Previous Registrations
Other Businesses

1. 5/5/2021 - Rock Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 4/26/2021 - 100 Hours Per Month/100 Hours During Securities Trading. 2. 11/20/2023 - Self Employed - Other - Business Owner - Appointment Scheduler - Not Investment Related - Home Based - Start Date 12/01/2023 - 4 Hours Per Month/ 0 Hours During Trading 3. 10/14/2024 - Lee Family LLC Lapelle Pit - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 08/30/2024 - 0 Hours Per Month/ During Trading 4) 04/24/2025 - Bellevue Wealth Advisory - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date - 04/23/2025 - 130 Hrs/Mth - 5 Hrs During Trading. 5) 07/14/2025 - WM Admin Solutions - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:07/10/2025 - 80 Hrs/Mth - 80 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-28
  • S66 Uniform Combined State Law Examination
    2014-10-28
Other Names
  • Hope Elizabeth Lee
  • Hope Elizabeth Lee
  • Hope Elizabeth Mulford
  • Hope Mulford
  • Hope Lee Mulford

View on SEC IAPD

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