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Kimberly Dawn Sparks

Nationwide Investment Advisors, LLC

Columbus, OH

CRD 6278036

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Employer firm

Nationwide Investment Advisors, LLC CRD 142373

$16.7B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Nationwide Investment Advisors, Llc

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2019-11-20
  • OH RA
    APPROVED
    Since 2019-11-20

Branch Locations

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kds Financial Corp Flagler Beach FL 10/2013 10/2019
Voya Financial Advisors Flagler Beach FL 09/2014 10/2019
Nationwide Investment Services Corp Columbus OH 11/2019 Present
  • 10/2013 → 10/2019
    Kds Financial Corp
    Flagler Beach, FL
  • 09/2014 → 10/2019
    Voya Financial Advisors
    Flagler Beach, FL
  • 11/2019 → Present
    Nationwide Investment Services Corp
    Columbus, OH
Previous Registrations
  • 2017-08-04 → 2019-11-05
    Voya Financial Advisors, Inc.
    Tampa, FL
    Winter Park, FL
    Flagler Beach, FL
    Tampa, FL
    Ormond Beach, FL
    Ormond Beach, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-07-11
  • S65 Uniform Investment Adviser Law Examination
    2017-07-11

View on SEC IAPD

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