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Stacey Anne Rasmussen

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Palm Beach Gardens, FL

Pennington, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-08-04
TX RA APPROVED 2020-07-30
  • FL RA
    APPROVED
    Since 2020-08-04
  • TX RA
    APPROVED
    Since 2020-07-30

Branch Locations

2525 Pga Blvd, Palm Beach Gardens, FL 33410 • United States

1100-1800 American Blvd Retirement & Personal Wealth Solutions, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Royal Palm Beach FL 07/1999 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-07-09
S63 Uniform Securities Agent State Law Examination 2020-05-13
  • S65 Uniform Investment Adviser Law Examination
    2020-07-09
  • S63 Uniform Securities Agent State Law Examination
    2020-05-13
Other Names
  • Stacey Anne Boutet
  • Stacey Rasmussen

View on SEC IAPD

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Other Offices

WIN ADVISORS, INC · PALM BEACH GARDENS, FL
MONEY CONCEPTS ADVISORY SERVICE · PALM BEACH GARDENS, FL
GWN SECURITIES INC. · PALM BEACH GARDENS, FL
MONEY CONCEPTS CAPITAL CORP · PALM BEACH GARDENS, FL
INDEPENDENT FINANCIAL PARTNERS · Palm Beach Gardens, FL
DAKOTA WEALTH, LLC · PALM BEACH GARDENS, FL
ZACHARY FINANCIAL CONSULTANTS LLC · PALM BEACH GARDENS, FL
BLUE LINE CAPITAL ADVISORS · PALM BEACH GARDENS, FL

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