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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-05-23 |
| CA | RA | APPROVED | 2017-06-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, Na. | Auburn | CA | 12/2013 | Present |
| J.P. Morgan Securities Llc | Auburn | CA | 01/2014 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-26 |
| S63 | Uniform Securities Agent State Law Examination | 2014-01-15 |
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