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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Ilion | NY | 11/2013 | Present |
| Pruco Securities, Llc. | Ilion | NY | 11/2013 | 11/2024 |
| Lpl Enterprise, Llc | Rome | NY | 11/2024 | Present |
1) 12/09/2024-EagleRock Holdings, LLC- Business Entity For Tax/Investment Purposes Only- LLC for purpose of investing in real estate, and private equity investments.- Not INV Related- At Rome, NY- Start date 11/05/2019- 4 HRS MTH- 4 HRS During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 2014-01-16 |
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