Michael Thomas Mundo

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 07/2020
  Investacorp Inc
  Miami Lakes, FL
• 01/2009 → 07/2020
  Investacorp Advisory Services Inc
  Miami Lakes, FL
• 05/2026 → Present
  Osaic Wealth, Inc.
  Lakewood Ranch, FL
• 07/2020 → Present
  Securities America, Inc.
  Bradenton, FL
• 07/2020 → Present
  Securities America Advisors, Inc.
  Bradenton, FL
• 02/2023 → 05/2026
  Lpl Financial Llc
  Bradenton, FL

Previous Registrations

• 2023-02-06 → 2026-06-04
  Lpl Financial Llc
  Lakewood Ranch, FL
  Bradenton, FL
  Lakewood Ranch, FL
  San Diego, CA
• 2020-07-17 → 2023-02-06
  Securities America Advisors, Inc.
  South Windsor, CT
  Bradenton, FL
• 2008-01-06 → 2020-07-17
  Investacorp Advisory Services Inc
  South Windsor, CT
  South Windsor, CT
  South Windsor, CT
• 2004-08-23 → 2009-01-29
  Ladenburg Thalmann Asset Management Inc
  Melville, NY
  New York, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-07-28
• S63 Uniform Securities Agent State Law Examination
  1998-12-30

Other Names

• Michael Mundo