Aaron Scott Harvey

Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → 04/2018
  Investment Professionals Inc
  San Antonio, TX
• 04/2018 → Present
  Charles Schwab & Co., Inc.
  Westlake, TX
• 07/2025 → Present
  Schwab Wealth Advisory, Inc.
  Westlake, TX

Previous Registrations

• 2015-04-14 → 2018-04-16
  Investment Professionals, Inc.
  Denton, TX
  San Antonio, TX
  Denton, TX
  Decatur, TX
  San Antonio, TX
• 2011-12-15 → 2015-04-23
  Cambridge Investment Research Advisors, Inc.
  Prosper, TX
  Trophy Club, TX
• 2010-10-19 → 2011-12-31
  Cim Wealth Advisors, Llc
  Prosper, TX
• 2007-08-13 → 2010-09-16
  Edward Jones
  Frisco, TX
  Frisco, TX
  St Louis, MO

Other Businesses

1) 3 Up 3 Down LLC | Investment Related:No|Retail|President/Sole Proprietor|1/1/2025|Less than 20|0|Sole owner, new small business created to buy and sell sports trading cards online.

Exams

• S66 Uniform Combined State Law Examination
  2007-07-26
• S63 Uniform Securities Agent State Law Examination
  2006-04-25

Other Names

• Aaron S Harvey
• Aaron Harvey