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Richard David Barton

Equitable Advisors, LLC

Dallas, TX

Prosper, TX

CRD 6277287

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Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-07-03
  • TX RA
    APPROVED
    Since 2014-07-03

Branch Locations

12377 Merit Drive Suite 1500, Dallas, TX 75251 • United States

Prosper, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York City NY 03/2014 06/2020
Equitable Advisors, Llc New York NY 03/2014 Present
Other Businesses

1. BARTON WEALTH MANAGEMENT; 721 ROCKROSE DR, PROSPER, TX 75078; OWNER; START 4/1/2024; 0 HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-05-16
  • S66 Uniform Combined State Law Examination
    2014-05-16
Other Names
  • Ricky Barton
  • Richard Barton

View on SEC IAPD

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Nearby Investors

MICHAEL CHARLES PERRY
Samuel James Perry
Michael Charles Perry

Nearby Offices

RETIREMENT ADVISORS, LLC · DALLAS, TX
7TH HARVEST INVESTMENTS · DALLAS, TX
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