Pamela Lynn Kelly

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2021-07-28
IL	RA	APPROVED	2015-03-20

WI RA
APPROVED

Since 2021-07-28
IL RA
APPROVED

Since 2015-03-20

Branch Locations

1 North Wacker Drive 32Nd & 33Rd, Chicago, IL 60606 • United States

17335 Golf Parkway Suite 525, Brookfield, WI 53045 • United States

Milwaukee, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services	Chicago	IL	12/2013	Present

12/2013 → Present

Ubs Financial Services

Chicago, IL

Other Businesses

Friends of the Parks / 17 N State St #1450 Chicago,IL 60602 / Other/ Other Enviornmental / charitable / Other / Associate Board Member / plan park cleanups and volunteer oppertunities / Start Date 03/30/2016/ Charitable Organization /

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-03-20

S66 Uniform Combined State Law Examination

2015-03-20

View on SEC IAPD

Employer firm

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

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