Lori Ann Preston

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 02/2014 → Present
  Equitable Advisors, Llc
  New York, NY

Other Businesses

1)SALES ASSOCIATE, REALTY BENEFIT SERVICES 1087 MOUNT EYRE ROAD WASHINGTON CROSSING, PA 18977, DUTIES: SALES OF TAX ACCOUNT PROGRAM FOR WHICH REALTY BENEFIT SERVICES COLLECTS THE ADMINISTRATION FEE, START DATE: 5/2915, 2 HRS PER MO; 2)SALES ASSOCIATE, DERGALIS ASSOCIATES LLC 210 LAKE DRIVE EAST, SUITE 310 CHERRY HILL, NJ 08002, DUTIES: SALES OF GROUP AND INDIVIDUAL HEALTH AND ANCILLARY PRODUCTS, START DATE: 10/4/17, 2 HRS PER MO; 3)ADMINISTRATOR OR EXECUTOR OF AN ESTATE OR TRUSTEE OF A TRUST FOR A NON-FAMILY OR FAMILY MEMBER (REVISED 10/10/2015), AGENT FOR FATHER, FRANK EHLER, TOD BROKERAGE AND HIS MWP ACCOUNT IN WHICH FRANK IS THE OWNER OF THE ACCOUNTS AND THE TRUST IS THE BENEFICIARY. I AM ALSO CO-OWNER OF 3 OF HIS BANK ACCOUNTS AT FISHER NATIONAL BANK; 4)OUTSIDE INSURANCE BROKERAGE BUSINESS; SINCE 10/2015, EXECUTOR OF MY DAD, FRANK EHLER'S ESTATE WHICH COSISTS OF TOD BROKERAGE, AN MWP ACCOUNT AND 3 BANKS ACCOUNTS WITH FISHER NATIONAL BANK.DERGALIS ASSOCIATES LLC. 9 E STOW ROAD SUITE A MARLTON, NJ 08053. SALES ASSOCIATE.10/04/2017-PRESENT. 2 HOURS/ MONTH REALTY BENEFIT SERVICES. 1087 MOUNT EYRE ROAD WASHINGTON CROSSINGS, PA 18977. SALES ASSOCIATE. 05/29/15-PRESENT. 2 HOURS/MONTH; 01/18/2026, Member of church council, St. Michael Lutheran Church, 2208 Princess Anne Rd Virginia Beach, VA 23456, 2 hours per month, non-investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-11-11
• S63 Uniform Securities Agent State Law Examination
  2014-02-12

Other Names

• Lori Ann Ehler
• Lori Ann Devore