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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2016-04-20
  • CO RA
    APPROVED
    Since 2016-04-20

Branch Locations

Louisville, CO • United States

357 South Mccaslin Blvd Suite 200, Louisville, CO 80027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mcmanus Wealth Building And Management Louisville CO 01/2005 Present
Kestra Advisory Services, Llc Louisville CO 04/2016 Present
Kestra Investment Services, Llc Louisville CO 12/2013 Present
  • 01/2005 → Present
    Mcmanus Wealth Building And Management
    Louisville, CO
  • 04/2016 → Present
    Louisville, CO
  • 12/2013 → Present
    Kestra Investment Services, Llc
    Louisville, CO
Other Businesses

Business Name: McManus Wealth Bldg & Mgmt (Insurance) Investment Related: Yes Address: 482 W Spruce St Louisville CO 80027 Nature of Business: Insurance Position, Title or Relationship: Owner Start Date: 6/20/2012 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Review client insurance needs, determine suitability of products, present & explain insurance options, service policies.Business Name: MCMANUS WEALTH BUILDING & MANAGEMENT Investment Related: Yes Address: 482 W Spruce St LOUISVILLE CO 80027 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: Owner Start Date: 12/13/2013 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: OperationsBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Investment advisory services

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-17
  • S66 Uniform Combined State Law Examination
    2014-03-17
Other Names
  • Paula Dean Plaia
  • Paula Mcmanus

View on SEC IAPD

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