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Kelli Michelle Thomas

Wells Fargo Clearing Services, LLC

Panama City, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-02-03
FL RA APPROVED 2016-08-08
  • TX RA
    APPROVED
    Since 2017-02-03
  • FL RA
    APPROVED
    Since 2016-08-08

Branch Locations

1022 W 23Rd St Ste 700, Panama City, FL 32405 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Panama City FL 12/2013 11/2016
Edgewater Beach Resort Panama City Beach FL 03/2007 Present
Wells Fargo Clearing Services, Llc Panama City FL 11/2016 Present
  • 12/2013 → 11/2016
    Wells Fargo Advisors, Llc
    Panama City, FL
  • 03/2007 → Present
    Edgewater Beach Resort
    Panama City Beach, FL
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Panama City, FL
Other Businesses

EXECUTOR FOR FATHER'S ESTATE; INV. RELATED; PANAMA CITY, FL; START DATE 7/9/2017; 0 HRS PER MONTH; 0 HRS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-04
  • S66 Uniform Combined State Law Examination
    2016-08-04
Other Names
  • Kelli Michelle Gainous

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
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BENJAMIN F. EDWARDS & COMPANY, INC.

Other Investors

DOUGLAS MARK GUSMUS
Jeremy Ryan Senterfitt
JASON BRADLEY KEITH
CONOR MARK D'AMBROSIO
REBECCA VAUGHN BROMLEY
ANDREW MALONE EWING
JASON BARTLEY DAVIS
JOHN BOURNE MORROW

Other Offices

CPA GROUP INVESTMENT MANAGEMENT, LLC · PANAMA CITY, FL
CETERA INVESTMENT ADVISERS LLC · PANAMA CITY, FL
TRUIST ADVISORY SERVICES, INC. · PANAMA CITY, FL
WELLS FARGO CLEARING SERVICES, LLC · PANAMA CITY, FL
LPL FINANCIAL LLC · PANAMA CITY, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Panama City, FL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PANAMA CITY, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PANAMA CITY, FL

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