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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-12-06
TX RA APPROVED 2016-01-22
  • CA RA
    APPROVED
    Since 2019-12-06
  • TX RA
    APPROVED
    Since 2016-01-22

Branch Locations

275 E Rivulon Blvd, Gilbert, AZ 85297 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Gilbert AZ 11/2015 Present
Bank Of America, N.A. Gilbert AZ 05/2026 Present
Other Businesses

I*137900 For profit or not for profit: For-Profit Organization Name of outside business organization: Resolute Sports Advisors Investment related: N Address of business: NA, Virginia 22903 Nature of business: LLC, Compensation for Activity: N Position, title, association: Part-Time, Start date of relationship: 5/17/2021 Number of hours devoted: 20 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Resolute Sports advisors is a remote sports agency business that works to put corporate sponsors with professional golfers. My role would be to help put together presentations, speak with any corporations if needed and perform clerical work.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-01-14
  • S66 Uniform Combined State Law Examination
    2016-01-14
Other Names
  • Matthew Kocolowski

View on SEC IAPD

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