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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-27
PA RA APPROVED 2014-11-19
  • TX RA
    APPROVED
    Since 2023-06-27
  • PA RA
    APPROVED
    Since 2014-11-19

Branch Locations

3949 South Atherton Street, State College, PA 16801 • United States

226 S Juliana Street, Bedford, PA 15522 • United States

39 N 7Th Street Suite 100, Indiana, PA 15701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company State College PA 02/2014 Present
Mml Investors Services, Llc State College PA 03/2014 Present
United States Air Force Reserves Coraopolis PA 11/2010 11/2018
  • 02/2014 → Present
    Mass Mutual Life Insurance Company
    State College, PA
  • 03/2014 → Present
    State College, PA
  • 11/2010 → 11/2018
    United States Air Force Reserves
    Coraopolis, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-01
  • S66 Uniform Combined State Law Examination
    2014-10-01
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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