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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-02-27
MI RA APPROVED 2021-12-08
  • TX RA
    APPROVED_RES
    Since 2023-02-27
  • MI RA
    APPROVED
    Since 2021-12-08

Branch Locations

161 East Michigan Ave Suite 600, Kalamazoo, MI 49007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Capital Inc Denver CO 11/2015 07/2017
Transamerica Investors Securities Corporation Denver CO 08/2017 11/2021
Transamerica Retirement Solutions Denver CO 08/2017 11/2021
Raymond James & Associates, Inc. Kalamazoo MI 11/2021 Present
  • 11/2015 → 07/2017
    Transamerica Capital Inc
    Denver, CO
  • 08/2017 → 11/2021
    Transamerica Investors Securities Corporation
    Denver, CO
  • 08/2017 → 11/2021
    Transamerica Retirement Solutions
    Denver, CO
  • 11/2021 → Present
    Kalamazoo, MI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-11-09
S63 Uniform Securities Agent State Law Examination 2017-03-16
  • S65 Uniform Investment Adviser Law Examination
    2017-11-09
  • S63 Uniform Securities Agent State Law Examination
    2017-03-16

View on SEC IAPD

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