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Sara L Fenwick

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL

Jacksonville, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-10-15
FL RA APPROVED 2014-08-12
TX RA APPROVED_RES 2014-06-11
  • GA RA
    APPROVED
    Since 2025-10-15
  • FL RA
    APPROVED
    Since 2014-08-12
  • TX RA
    APPROVED_RES
    Since 2014-06-11

Branch Locations

Jacksonville, FL • United States

9000 Southside Blvd Wealth Management Client Care, Jacksonville, FL 32256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 12/2013 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-07
S63 Uniform Securities Agent State Law Examination 2014-04-15
  • S66 Uniform Combined State Law Examination
    2014-08-07
  • S63 Uniform Securities Agent State Law Examination
    2014-04-15
Other Names
  • Sara Lynn Fenwick

View on SEC IAPD

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