Casey Alan Walters

Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2014 → 01/2022
  Tdameritrade
  Omaha, NE
• 01/2022 → 05/2022
  Charles Schwab & Co., Inc.
  Council Bluffs, IA
• 02/2024 → Present
  Transamerica Investors Securities Corporation
  Council Bluffs, IA
• 02/2024 → Present
  Transamerica Life Insurance Company
  Council Bluffs, IA
• 09/2022 → 08/2023
  Claraphi Advisory Network Llc
  Aliso Viejo, CA
• 05/2022 → 09/2022
  Unemployed
  Council Bluffs, IA
• 09/2023 → 02/2024
  Unemployed
  Council Bluffs, IA

Previous Registrations

• 2022-02-10 → 2022-06-01
  Charles Schwab & Co., Inc.
  Council Bluffs, IA
  San Francisco, CA
• 2015-04-10 → 2022-02-10
  Td Ameritrade, Inc.
  Omaha, NE
• 2015-04-10 → 2019-01-29
  Td Ameritrade Investment Management, Llc
  Omaha, NE
  Omaha, NE

Exams

• S66 Uniform Combined State Law Examination
  2015-04-09
• S63 Uniform Securities Agent State Law Examination
  2014-06-05