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Michael Shane Oboyle

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wilmington, DE

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-08-20
DE RA APPROVED 2020-06-26
  • TX RA
    APPROVED
    Since 2020-08-20
  • DE RA
    APPROVED
    Since 2020-06-26

Branch Locations

2951 Centerville Rd, Wilmington, DE 19808 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital One Investing, Llc Wilmington DE 12/2013 09/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wilmington DE 03/2020 Present
Unemployed Wilmington DE 09/2018 03/2020
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-06-25
S63 Uniform Securities Agent State Law Examination 2015-10-15
  • S65 Uniform Investment Adviser Law Examination
    2020-06-25
  • S63 Uniform Securities Agent State Law Examination
    2015-10-15

View on SEC IAPD

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Other Investors

LORI ANN RUTKOWSKI
ROBERT GEORGE ZIEGLER
GERARD PHILLIPPE VIARS
STEPHEN CRAIG MCDERMOTT
BRENT CHRISTOPHER FUCHS
Michelle Keiko Mullinix
ABBY LEIGH PUBUSKY
Sophie Schroyer

Other Offices

OSAIC WEALTH, INC. · WILMINGTON, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, DE
AMERIPRISE FINANCIAL SERVICES, LLC · Wilmington, DE
KINGSVIEW WEALTH MANAGEMENT, LLC · Wilmington, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, DE
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, DE
PNC WEALTH MANAGEMENT LLC · WILMINGTON, DE
EDWARD JONES · WILMINGTON, DE

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