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1026 Cromwell Bridge Road Suite 100, Towson, MD 21286 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-15 |
| MD | RA | APPROVED | 2020-02-28 |
Branch Locations
108 W Timonium Rd Suite 305, Timonium, MD 21093 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company Of America | Sparks | MD | 08/2015 | 06/2019 |
| Park Avenue Securities | Sparks | MD | 09/2015 | 06/2019 |
| Guardian Life Insurance | Hunt Valley | MD | 06/2019 | 02/2020 |
| Park Avenue Securities | Hunt Valley | MD | 06/2019 | 02/2020 |
| Founders Financial Securities | Towson | MD | 02/2020 | Present |
1. STATONWALSH LLC,; INVESTMENT RELATED; TIMONIUM, MD;START DATE: 02/20/2020;MANAGER PARTNER/OWNER; 160 HRS PER MONTH; 160 HRS DURING TRADING; OPERATION OF FINANCIAL PLANNING; INVESTMENT; INSURANCE 2. CONSTRUCTION 401 (K)- STATON WALSH COMPANY; INVESTMENT RELATED; TIMONIUM, MD; START DATE: 8/22/2022; OWNER; 20 HRS PER MONTH; 20 HRS DURING TRADING; MARKETING AND COMPLETING RFP'S FOR CONSTRUCTION/CONTRACTING COMPANIES THAT OFFER 401K INCLUDING THOSE THAT HAVE SPECIALIZED PREVAILING WAGE PROVISIONS 3. BUSINESS CONSULTING; NON-INVESTMENT RELATED; 108 W TIMONIUM ROAD STE 305 TIMONIUM, MD 21093; START DATE: 01/30/2023;BUSINESS CONSULTING; 10 HRS PER MONTH; 10 HRS DURING TRADING; PLANNING AND EVALUATING BUSINESS, EXIT, SUCCESSION, AND KEY EMPLOYEE PLANNING STRAREGIES 4. LION STREET INSURANCE BROKERAGE; 108 W TIMONIUM ROAD SUITE 305 TIMONIUM, MD 21093; START DATE;01/16/2023; INSURANCE SALES; 10 HRS PER MONTH; 10 HRS DURING TRADING; SELLING LIFE, DISABILITY, AND LONG-TERM CARE INSURANCE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-09-04 |
| S63 | Uniform Securities Agent State Law Examination | 2014-12-31 |
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