Maximilian Cavallo

Employer firm

Northbridge Wealth Management LLC CRD 339816

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2014 → 11/2019
  Us Securities Int'L Corp.
  New York, NY
• 11/2019 → 10/2020
  J.P Morgan Securities Llc
  New York, NY
• 11/2019 → 10/2020
  J.P Morgan Chase Bank
  New York, NY
• 10/2020 → 09/2022
  Morgan Stanley
  Paramus, NJ
• 09/2022 → 03/2025
  Needham & Company, Llc
  New York, NY
• 04/2025 → 12/2025
  Realty Pros Assured Llc
  Ormond Beach, FL
• 01/2026 → 04/2026
  Unemployed
  Teaneck, NJ
• 04/2026 → Present
  Northbridge Wealth Management Llc
  Teaneck, NJ

Previous Registrations

• 2022-09-15 → 2025-04-02
  Needham & Company, Llc
  New York, NY
  Teaneck, NJ
• 2020-11-30 → 2022-10-06
  Morgan Stanley
  Paramus, NJ

Other Businesses

1) Likely Technologies, LLC; Investment Related: Yes; 630 9th Ave, Ste 405, New York, NY 10036; Real Estate Rental Properties; Co-Owner; Start Date: 11/2018; Hours/Month: 1 hour; Hours During Trading Hours: 0; Duties: manage rental property located at 51 66th St, Apt 2, West New York, New Jersey 07093. 2) South Carolina Properties LLC; Investment Related: Yes; 254 Chapman Rd, Ste 208 #14660, Newark, Delaware 19702; Investment in commercial laundry business; Co-Owner; Start Date: 10/2023; Hours/Month: 1 hour; Hours during trading hours: 0; Duties: passive investor. 3) 51 66TH STREET CONDOMINIUM ASSOCIATION, INC.; Investment Related: No; 51 66TH STREET, West New York, NJ 07093; Home Owner's Association; Board Member; Start Date 09/2022; Hours/Month: 1 hour; Hours during trading hours: 0; Duties: assist condo board located at 51 66TH STREET, West New York, NJ 07093. 4) 1320 Harden Street LLC; Investment Related: Yes; 254 Chapman Rd, Ste 209, Newark, DE 19702; Real Estate Rental Properties; Co-Owner; Start Date 08/2024; Hours/Month: 1 hour; Hours during trading hours: 0; Duties: collect rent for property located at 1320 Harden St, Columbia, SC 29204. 5) 4600 Fort Jackson Boulevard LLC; Investment Related: Yes; 8 The Green Ste B, Dover, DE 19901; Real Estate Rental Properties; Co-Owner; Start Date: 08/2024; Hours/Month: 1 hour; Hours during trading hours: 0; Duties: collect rent for property located at 4600 Fort Jackson Blvd, Columbia, SC 29209.

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-07-25
• S63 Uniform Securities Agent State Law Examination
  2014-04-07

Other Names

• Maximilian Sebastian Cavallo
• Maximilian S. Cavallo
• Max Cavallo
• Max S. Cavallo