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Lingyun Qian

Charles Schwab & Co., Inc.

San Ramon, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-02-28
  • CA RA
    APPROVED
    Since 2022-02-28

Branch Locations

3150 Crow Canyon Road, San Ramon, CA 94583-1332 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup San Ramon CA 01/2012 05/2017
Homemaker San Ramon CA 06/2017 11/2018
Mufg Union Bank, N.A. San Ramon CA 11/2018 05/2019
Hsbc Securities Usa, Inc. Pleasanton CA 10/2019 12/2021
Hsbc Bank Usa, N.A. Pleasanton CA 10/2019 12/2021
Homemaker San Ramon CA 05/2019 10/2019
Charles Schwab & Co., Inc. San Ramon CA 12/2021 Present
Charles Schwab Bank, Ssb San Ramon CA 12/2021 Present
  • 01/2012 → 05/2017
    Citigroup
    San Ramon, CA
  • 06/2017 → 11/2018
    Homemaker
    San Ramon, CA
  • 11/2018 → 05/2019
    Mufg Union Bank, N.A.
    San Ramon, CA
  • 10/2019 → 12/2021
    Hsbc Securities Usa, Inc.
    Pleasanton, CA
  • 10/2019 → 12/2021
    Hsbc Bank Usa, N.A.
    Pleasanton, CA
  • 05/2019 → 10/2019
    Homemaker
    San Ramon, CA
  • 12/2021 → Present
    Charles Schwab & Co., Inc.
    San Ramon, CA
  • 12/2021 → Present
    Charles Schwab Bank, Ssb
    San Ramon, CA
Other Businesses

1) Real Estate/Property Management | not investment related | Concord, California | 06/14/2013 | owner rental property | less than 20 hours per month | none during securities trading hours. 2) David Tang and Lingyun Qian|Investment Related:No|28 Centennial Way;San Ramon;CA;94583;USA|Real Estate (Non-Agent/Broker)|Landlord|2024-05-01|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Rental Property is not actively managed. Lease service was provided by realtor. not related to any financial services or investment.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-02-26
S63 Uniform Securities Agent State Law Examination 2019-03-26
S66 Uniform Combined State Law Examination 2014-02-25
  • S65 Uniform Investment Adviser Law Examination
    2022-02-26
  • S63 Uniform Securities Agent State Law Examination
    2019-03-26
  • S66 Uniform Combined State Law Examination
    2014-02-25
Other Names
  • Gillian Qian
  • Lingyun Qian

View on SEC IAPD

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EAGLE STRATEGIES LLC · SAN RAMON, CA
EAGLE STRATEGIES LLC · SAN RAMON, CA
EAGLE STRATEGIES LLC · SAN RAMON, CA
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