Louis Alonso Romero

Current Employers

Employment History

• 01/2015 → 11/2016
  Metlife Securities Inc.
  Foster City, CA
• 11/2016 → 01/2025
  Lincoln Financial Advisors Corporation
  San Ramon, CA
• 01/2025 → Present
  Osaic Wealth, Inc.
  San Ramon, CA

Previous Registrations

• 2016-11-22 → 2025-01-24
  Osaic Fa, Inc.
  San Francisco, CA
  San Ramon, CA
  San Ramon, CA
• 2015-01-02 → 2016-12-02
  Msi Financial Services, Inc.
  Foster City, CA
• 2011-08-03 → 2015-01-02
  New England Securities
  Foster City, CA
• 2009-03-06 → 2011-01-27
  Waddell & Reed
  San Mateo, CA
• 2008-06-13 → 2009-01-30
  Equitable Advisors, Llc
  Wellesley, MA

Other Businesses

1) LOUIS ROMERO, 3000 EXECUTIVE PARKWAY, SUITE 400 & 500, SAN RAMON, CA 94583 CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: AGENT DUTIES: OFFER DISABILITY, LONG TERM CARE AND TRADITIONAL LIFE INSURANCE; FIXED ANNUITIES START DATE: 11/2016 HOURS PER MONTH: 100 HOURS PER MONTH DURING TRADING HOURS: 60 2)LOUIS ROMERO III, DALY CITY, CA 94015 CATEGORY: REAL ESTATE RENTAL INVESTMENT RELATED: YES TITLE: OWNER DUTIES: OWNS AND MAINTAINS RENTAL PROPERTY. START DATE: 9/1/24 HOURS PER MONTH: 2 HOURS PER MONTH DURING TRADING HOURS: 0 3) SENTINEL WEALTH STRATEGIES POSITION: Owner/operator NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 04/01/2025 ADDRESS: 3000 Executive Parkway, Suite 400, San Ramon CA 94583, United States DESCRIPTION: Financial Planning, Annuity Sales, Managing client Accounts 4) FONG MURRAY LLC POSITION: NA NATURE: Practice payments for PEO for employee compensation and other technology like Zoom, Jump, etc. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2025 ADDRESS: 3000 Executive Parkway, Suite 400, San Ramon CA 94583, United States DESCRIPTION: NA 5) LOUIS ROMERO POSITION: Agent NATURE: I intend to conduct non-variable insurance and non-variable annuity sales. INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 60 START DATE: 11/28/2016 ADDRESS: 3000 executive parkway, suite 400, san ramon CA 94583, United States DESCRIPTION: I intend to conduct non-variable insurance and non-variable annuity sales.

Exams

• S66 Uniform Combined State Law Examination
  2006-06-19

Other Names

• Louis Romero
• Louis Alonso Romero
• Louis Alonso Romero