Mary Magdalene Vegh

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-07-23
IN	RA	APPROVED	2023-05-15

TX RA
APPROVED_RES

Since 2025-07-23
IN RA
APPROVED

Since 2023-05-15

Branch Locations

South Bend, IN • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	09/2015	05/2023
Lpl Financial Llc	South Bend	IN	05/2023	Present

09/2015 → 05/2023

Edward Jones

St Louis, MO
05/2023 → Present

Lpl Financial Llc

South Bend, IN

Previous Registrations

2015-09-14 → 2023-06-01

Edward Jones

South Bend, IN

Santa Monica, CA
2014-06-02 → 2015-09-08

Wells Fargo Clearing Services, Llc

Mishawaka, IN

Other Businesses

1) 05/2023 - Vegh Wealth Management - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - 162.5hrs/month - 100% time spent

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-05-30

S66 Uniform Combined State Law Examination

2014-05-30

Other Names

Mary Vegh
Mary Magdalene Vegh

View on SEC IAPD