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Randi S Zamazal

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jersey City, NJ

Lakewood, CO

Denver, CO

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2019-01-31
NV RA APPROVED 2017-02-16
UT RA APPROVED 2017-02-09
WA RA APPROVED 2017-02-09
TX RA APPROVED_RES 2013-02-26
CA RA APPROVED 2007-02-28
  • CO RA
    APPROVED
    Since 2019-01-31
  • NV RA
    APPROVED
    Since 2017-02-16
  • UT RA
    APPROVED
    Since 2017-02-09
  • WA RA
    APPROVED
    Since 2017-02-09
  • TX RA
    APPROVED_RES
    Since 2013-02-26
  • CA RA
    APPROVED
    Since 2007-02-28

Branch Locations

525 Washington Blvd Central Business Review Unit, Jersey City, NJ 07310 • United States

Lakewood, CO • United States

200 Josephine St, Denver, CO 80206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Englewood CO 09/1998 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-26
S63 Uniform Securities Agent State Law Examination 1999-08-12
  • S66 Uniform Combined State Law Examination
    2007-02-26
  • S63 Uniform Securities Agent State Law Examination
    1999-08-12
Other Names
  • Randi S Stanfield
  • Randi Sue Stanfield

View on SEC IAPD

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Other Offices

MORGAN STANLEY INVESTMENT MANAGEMENT INC. · NEW YORK, NY
MSRESS III MANAGER, L.L.C. · NEW YORK, NY
MS CAPITAL PARTNERS ADVISER INC. · NEW YORK, NY
MORGAN STANLEY INFRASTRUCTURE INC. · NEW YORK, NY
MORGAN STANLEY PRIVATE EQUITY ASIA, INC. · NEW YORK, NY
MSREF REAL ESTATE ADVISOR, INC. · NEW YORK, NY
MORGAN STANLEY REAL ESTATE ADVISOR, INC. · NEW YORK, NY
MORGAN STANLEY | EATON VANCE CLO MANAGER LLC · NEW YORK, NY

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