Elizabeth Nora Mcgee

Current Employers

Osaic Advisory Services, Llc

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-12-26
NC	RA	APPROVED	2023-12-18
MI	RA	APPROVED	2023-12-15
TX	RA	APPROVED	2023-12-15

FL RA
APPROVED

Since 2023-12-26
NC RA
APPROVED

Since 2023-12-18
MI RA
APPROVED

Since 2023-12-15
TX RA
APPROVED

Since 2023-12-15

Branch Locations

130 E Long Lake Rd Ste 101, Bloomfield Hills, MI 48304 • United States

2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bloomfield Hills Financial	Bloomfield Hills	MI	04/2002	10/2021
First Allied Securities, Inc.	San Diego	CA	10/2013	09/2022
First Allied Advisory Services, Inc.	San Diego	CA	03/2020	11/2020
First Allied Advisory Services	Schaumburg	IL	03/2020	11/2020
Sageview Advisory Group, Llc	Newport Beach	CA	09/2021	12/2023
Cetera Advisors Llc	Bloomfield Hills	MI	09/2022	12/2023
Triad Advisors	Norcross	GA	12/2023	08/2024
Triad Hybrid Solutions	Norcross	GA	12/2023	Present
Osaic Wealth, Inc.	Bloomfield Hills	MI	08/2024	Present

04/2002 → 10/2021

Bloomfield Hills Financial

Bloomfield Hills, MI
10/2013 → 09/2022

First Allied Securities, Inc.

San Diego, CA
03/2020 → 11/2020

First Allied Advisory Services, Inc.

San Diego, CA
03/2020 → 11/2020

First Allied Advisory Services

Schaumburg, IL
09/2021 → 12/2023

Sageview Advisory Group, Llc

Newport Beach, CA
09/2022 → 12/2023

Cetera Advisors Llc

Bloomfield Hills, MI
12/2023 → 08/2024

Triad Advisors

Norcross, GA
12/2023 → Present

Triad Hybrid Solutions

Norcross, GA
08/2024 → Present

Osaic Wealth, Inc.

Bloomfield Hills, MI

Previous Registrations

2020-11-12 → 2023-12-15

Cetera Investment Advisers Llc

Bloomfield Hills, MI
2021-12-22 → 2023-12-15

Creative Planning Institutional Advisors, Llc

Bloomfield Hills, MI

Newport Beach, CA
2020-03-03 → 2020-11-12

First Allied Advisory Services, Inc.

Bloomfield Hills, MI

Other Businesses

1. EM FINANCIAL LLC POSITION: owner NATURE: llc INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 12/15/2023 ADDRESS: 130 E Long Lake Rd, Ste 101, Bloomfield Hills MI 48304, United States DESCRIPTION: financial planning,investment advice 2. INSURANCE- FIXED POSITION: insurance agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 12/15/2023 ADDRESS: 130 E Long Lake Rd Ste 101, Bloomfield Hills MI 48304, United States DESCRIPTION: Offer and service insurance policies and strategies to clients aligned with their long term needs that include life, health, fixed, indexed, and long term care insurance products. Maintain compliance and insurance licensing requirements and stay informed on regulatory and product updates. Conduct annual reviews to ensure these policies are align with the client's ever changing needs.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-01-28
S63	Uniform Securities Agent State Law Examination	2008-12-29

S65 Uniform Investment Adviser Law Examination

2020-01-28
S63 Uniform Securities Agent State Law Examination

2008-12-29

Other Names

Elizabeth Nora Mcgee
Elizabeth Nora Drummond

View on SEC IAPD