Chenchen Yin

Current Employers

Employment History

• 12/2013 → 11/2018
  Piedmont Wealth Management, Llc
  Charlottesville, VA
• 04/2015 → 11/2018
  Lpl Financial Llc
  Charlottesville, VA
• 11/2015 → 11/2018
  Private Advisor Group, Llc
  Morristown, NJ
• 11/2018 → 05/2020
  Ameriprise Financial Services Inc
  Charlottesville, VA
• 05/2020 → 05/2025
  Lpl Financial Llc
  Charlottesville, VA
• 05/2025 → Present
  Kestra Investment Services, Llc
  Charlottesville, VA
• 05/2025 → Present
  Kestra Advisory Services, Llc
  Charlottesville, VA

Previous Registrations

• 2020-05-22 → 2025-06-12
  Lpl Financial Llc
  Charlottesville, VA
  Charlottesville, VA
  Penn Laird, VA
• 2018-11-29 → 2020-05-27
  Ameriprise Financial Services, Llc
  Charlottesville, VA
• 2015-11-18 → 2018-11-29
  Private Advisor Group, Llc
  Morristown, NJ
  Charlottesville, VA

Other Businesses

Business Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/28/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Business Name: PIEDMONT WEALTH MANAGEMENT POSITION: Registered Field Assistant NATURE: Registered Field Assistant INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/28/2025 ADDRESS: 600 Peter Jefferson Parkway, Suite 370, Charlottesville VA 22911, United States DESCRIPTION: provide support under advisor supervision and direction for the following: - client meeting - trading - research Business Name: GHD HOLDINGS, LLC POSITION: Member NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/28/2025 ADDRESS: 600 Peter Jefferson Parkway, Suite 370, Charlottesville VA 22911, United States DESCRIPTION: Involved in duties for a business owner of a financial planning and investment management business. Help lead advisors with the following activities: clients meeting, implementing recommendations, seeing that recommendations are implemented, Financial planning, and ongoing relationship management. Business Name: NOTARY POSITION: notary NATURE: notary INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/28/2025 ADDRESS: 600 Peter Jefferson Parkway, Suite 370, Charlottesville VA 22911, United States DESCRIPTION: witness signatures and document this.

Exams

• S66 Uniform Combined State Law Examination
  2015-11-18