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Jocelyn Jee Kim

Mml Investors Services, LLC

Fairfax, VA

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-01-04
  • VA RA
    APPROVED
    Since 2024-01-04

Branch Locations

3975 Fair Ridge Drive Suite 315N, Fairfax, VA 22033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Co Vienna VA 11/2013 07/2023
Nylife Securities Llc Centreville VA 02/2016 07/2023
Massmutual Life Insurance Co Fairfax VA 06/2023 Present
Mml Investors Services, Llc Fairfax VA 07/2023 Present
  • 11/2013 → 07/2023
    New York Life Insurance Co
    Vienna, VA
  • 02/2016 → 07/2023
    Nylife Securities Llc
    Centreville, VA
  • 06/2023 → Present
    Massmutual Life Insurance Co
    Fairfax, VA
  • 07/2023 → Present
    Mml Investors Services, Llc
    Fairfax, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-21
S63 Uniform Securities Agent State Law Examination 2016-04-12
  • S65 Uniform Investment Adviser Law Examination
    2023-12-21
  • S63 Uniform Securities Agent State Law Examination
    2016-04-12
Other Names
  • Jocelyn Jee Hahn
  • Jocelyn J Ko
  • Jocelyn Jee Ko

View on SEC IAPD

Other Firms

ARKADIOS WEALTH ADVISORS
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WELLS FARGO CLEARING SERVICES, LLC
PALLADIUM WEALTH MANAGEMENT, LLC
PROFESSIONAL FINANCIAL SOLUTIONS, LLC
COMMONWEALTH ASSET MANAGEMENT GROUP LLC
EQUITY SERVICES, INC.
EAGLE STRATEGIES LLC

Other Investors

MICHAEL HUSTON TORREY
Patrizia Francesca Adriazola
Stephen Little
TANZIMA ASHRAFI
KAREN MAN TSANG
Andrew William Crowe
MICHAEL JOSEPH MCLENIGAN
ROBERT ESTEL COPELAND

Other Offices

ARKADIOS WEALTH ADVISORS · Fairfax, VA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BURKE, VA
WELLS FARGO CLEARING SERVICES, LLC · BURKE, VA
PALLADIUM WEALTH MANAGEMENT, LLC · BURKE, VA
PROFESSIONAL FINANCIAL SOLUTIONS, LLC · FAIRFAX, VA
COMMONWEALTH ASSET MANAGEMENT GROUP LLC · FAIRFAX, VA
EQUITY SERVICES, INC. · FAIRFAX, VA
EAGLE STRATEGIES LLC · BURKE, VA

More in Fairfax, VA

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