Shafiq Jadavji

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2018 → Present
  60 Financial
  Atlanta, GA
• 03/2016 → 08/2020
  Principal Securities Inc
  Atlanta, GA
• 06/2014 → 08/2020
  Principal Life Ins Co
  Atlanta, GA
• 08/2020 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 08/2020 → 05/2021
  Summit Financial Group
  Boca Raton, FL
• 03/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2020-08-10 → 2021-05-20
  Summit Financial Group Inc
  Johns Creek, GA
• 2014-02-18 → 2020-08-26
  Principal Securities, Inc.
  Atlanta, GA

Other Businesses

1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START: 1/2014 APX # OF HRS/WK & DUR TRD HRS: 20 TITLE: INSURANCE AGENT DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, & LONG-TERM CARE 2) NAME OF OTHER BUSINESS: LIFE SETTLEMENT BUSINESS INVESTMENT RELATED: NO SAME AS REGISTERED LOCATION NATURE OF BUSINESS: LIFE SETTLEMENT START: 8/2020 APX # OF HRS/WK & DUR TRD HRS: VARIES TITLE: INSURANCE AGENT DUTIES: SELLS LIFE SETTLEMENTS THROUGH WELCOME FUNDS, INC. 3) NAME OF OTHER BUSINESS: JOHNS CREEK CRICKET ASSOCIATION INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: TO PROMOTE SPORT OF CRICKET IN CITY OF JOHNS CREEK START: 3/2020 TITLE: PRESIDENT APX # OF HRS/WK: 3 APX # OF HRS DURING TRD HRS: MINIMAL DUTIES: OVERSEE THE OVERALL STRATEGIC DIRECTION AND DEVELOPMENT OF THE SPORT OF CRICKET IN JOHNS CREEK. 4) NAME OF OTHER BUSINESS: 60 FINANCIAL INVESTMENT RELATED: YES ADDRESS: 2000 RIVEREDGE PARKWAY, SUITE 1010 NATURE OF BUSINESS: FINANCIAL SERVICES START: 7/2019 TITLE: FINANCIAL ADVISORY APX # OF HRS/WK & DUR TRD HRS: 40 DUTIES: FOUNDER & CEO ; 5) NAME OF OTHER BUSINESS: INDO-AMERICAN CHAMBER OF COMMERCE, INVESTMENT RELATED: NO, ADDRESS: 5 CONCOURSE PARKWAY, SUITE 805, ATLANTA, GA 30328, NATURE OF BUSINESS: NETWORK OF DIVERSE BUSINESS & PROFESSIONALS WORKING TOGETHER TO BUILD A HEALTHY ECONOMY AND IMPROVE QUALITY OF LIFE IN THE COMMUNITY, START: 3/2022, TITLE: BOARD OF DIRECTORS MEMBER, APX # OF HRS/WK & DUR TRD HRS: 2, DUTIES: ASSIST THE INDO-AMERICAN CHAMBER OF COMMERCE PLAN & EXECUTE STRATEGIC INITIATIVES TO FULFILL PURPOSE OF THE ORGANIZATION; 6) NAME OF OTHER BUSINESS: JOHNS CREEK POLICE DEPARTMENT- COMMUNITY AMBASSADOR TEAM (CAT); INVESTMENT RELATED: NO; ADDRESS: 11360 LAKEFIELD DRIVE JOHNS CREEK, GA 30097 NATURE OF BUSINESS: COMMUNITY ORGANIZATION; START: 5/2022; TITLE: COMMITTEE MEMBER; APX # OF HRS/WK & DUR TRD HRS: 1; DUTIES: PROVIDE INPUT TO CULTIVATE POSITIVE POLICE-COMMUNITY RELATIONS; 7) NAME OF OTHER BUSINESS: JOHNS CREEK RECREATION & PARKS ADVISORY COMMITTEE (RPAC); INVESTMENT RELATED: NO; ADDRESS: 11360 LAKEFIELD DRIVE JOHNS CREEK, GA 30097 NATURE OF BUSINESS: COMMUNITY ORGANIZATION; START : 3/2018; TITLE: COMMITTEE MEMBER; APX # OF HRS/WK & DUR TRD HRS: 1; DUTIES: PROVIDE INPUT TO IMPROVE ATHLETIC PROGRAM ACTIVITIES & CREATE HEALTHIER LIFESTYLES; 8) NAME OF OTHER BUSINESS: JOHNS CREEK PUBLIC SAFETY FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: 11360 LAKEFIELD DR, JOHNS CREEK, GA 30097; NATURE OF BUSINESS: BOARD; START: 1/2023; TITLE: BOARD MEMBER; APX # OF HRS/WK & DUR TRD HRS:1; DUTIES: WORK WITH POLICE & FIRE CHIEFS TO UNDERSTAND NEEDS OF DEPARTMENTS & INCREASE COMMUNITY AWARENESS; 9) NAME OF OTHER BUSINESS: JOHNS CREEK SYMPHONY ORCHESTRA (JCSO); INVESTMENT RELATED: NO; ADDRESS: 11877 DOUGLAS RD, SUITE 102-294, JOHNS CREEK, GA 30005; NATURE OF BUSINESS: BOARD; START: 7/2023; TITLE: BOARD MEMBER; APX # OF HRS/WK & DUR TRD HRS: 2; DUTIES: OVERSEE OPERATIONS, PERFORMANCE, PLANNING, & STRATEGIC DIRECTION OF THE JOHNS CREEK SYMPHONY ORCHESTRA; 10) NAME OF OTHER BUSINESS: COMMITTEE TO ELECT SHAFIQ; INVESTMENT RELATED: NO; ADDRESS: 11877 DOUGLAS ROAD SUITE 102316 JOHNS CREEK, GA 30005; NATURE OF BUSINESS: ELECTION CAMPAIGN; START DATE: 09/2025; POSITION/TITLE/RELATIONSHIP: CITY COUNCIL MEMBER CANDIDATE; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: RUNNING FOR CITY COUNCIL ELECTIONS IN JOHNS CREEK THIS NOVEMBER;

Exams

• S66 Uniform Combined State Law Examination
  2014-01-24