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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2019-10-29
  • IN RA
    APPROVED
    Since 2019-10-29

Branch Locations

707 Ridge Road, Munster, IN 46321 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed Inc Evergreen Park IL 12/2013 10/2019
Various Insurance Carriers For W&R Insurance Agencies Chicago IL 01/2014 10/2019
South Chicago Chamber Of Commerce Chicago IL 01/2015 03/2017
Center For Economic Progress Chicago IL 01/2015 10/2016
St Ignatius College Prep Chicago IL 11/2016 10/2019
Deborah Chinnapillai Evergreen Park IL 02/2017 10/2019
South Chicago Parents & Friends, Inc Chicago IL 11/2016 Present
Literacy Works Chicago IL 11/2016 Present
Delta Sigma Theta Sorority, Inc Chicago IL 08/2019 Present
First Merchants Investment Services Munster IN 10/2019 Present
Cetera Investment Services St Cloud MN 10/2019 Present
Cetera Investment Advisers Llc Munster IN 10/2019 Present
  • 12/2013 → 10/2019
    Waddell & Reed Inc
    Evergreen Park, IL
  • 01/2014 → 10/2019
    Various Insurance Carriers For W&R Insurance Agencies
    Chicago, IL
  • 01/2015 → 03/2017
    South Chicago Chamber Of Commerce
    Chicago, IL
  • 01/2015 → 10/2016
    Center For Economic Progress
    Chicago, IL
  • 11/2016 → 10/2019
    St Ignatius College Prep
    Chicago, IL
  • 02/2017 → 10/2019
    Deborah Chinnapillai
    Evergreen Park, IL
  • 11/2016 → Present
    South Chicago Parents & Friends, Inc
    Chicago, IL
  • 11/2016 → Present
    Literacy Works
    Chicago, IL
  • 08/2019 → Present
    Delta Sigma Theta Sorority, Inc
    Chicago, IL
  • 10/2019 → Present
    First Merchants Investment Services
    Munster, IN
  • 10/2019 → Present
    Cetera Investment Services
    St Cloud, MN
  • 10/2019 → Present
    Munster, IN
Previous Registrations
  • 2014-04-03 → 2019-10-24
    Waddell & Reed
    Lisle, IL
    Evergreen Park, IL
    Chicago, IL
    Savage, MN
Other Businesses

1) SOUTH CHICAGO PARENTS & FRIENDS, INC, BOARD MEMBER 1HR/WK 2) DELTA SIGMA THETA SORORITY, INC, COMMITTEE CO-CHAIR 10-20HRS/WK

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-04-03
  • S66 Uniform Combined State Law Examination
    2014-04-03

View on SEC IAPD

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