Eric Alan Opheim

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2013 → 08/2022
  Edward Jones
  St. Louis, MO
• 08/2022 → 04/2025
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Honolulu, HI
• 11/2022 → 04/2025
  Bank Of America N.A.
  Honolulu, HI
• 04/2025 → Present
  Lpl Enterprise Llc
  Honolulu, HI

Previous Registrations

• 2022-08-24 → 2025-04-07
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Honolulu, HI
• 2014-03-03 → 2022-08-25
  Edward Jones
  Honolulu, HI
  St Louis, MO
  Mililani, HI
  Pearl City, HI

Other Businesses

1) 04/09/2025-Prudential Advisors-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 04/09/2025 2) 04/09/2025 N/A Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At Mililani, HI-Start date 04/09/2025-160hrs/mth-160hrs/mth during trading

Exams

• S66 Uniform Combined State Law Examination
  2014-02-27

Other Names

• Eric Opheim
• Eric Alan Opheim