Corey Han Liu

Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → 08/2019
  Pillar Pacific Capital Management Llc
  Daly City, CA
• 08/2019 → 06/2022
  City National Rochdale
  San Francisco, CA
• 06/2022 → Present
  Wealth Enhancement Group
  Walnut Creek, CA
• 06/2022 → Present
  Wealth Enhancement Brokerage Services
  Walnut Creek, CA
• 06/2022 → Present
  Wealth Enhancement Advisory Services
  Walnut Creek, CA

Previous Registrations

• 2019-11-18 → 2022-06-13
  Rbc Rochdale, Llc
  San Francisco, CA
• 2013-12-24 → 2019-08-19
  Pillar Pacific Capital Management Llc
  Pacifica, CA

Exams

• S63 Uniform Securities Agent State Law Examination
  2020-02-10
• S65 Uniform Investment Adviser Law Examination
  2013-12-13

Designations

• Chartered Financial Analyst