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Elise Lee

Charles Schwab & Co., Inc.

Los Angeles, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-04
  • CA RA
    APPROVED
    Since 2025-03-04

Branch Locations

11601 Wilshire Blvd. Suite 100, Los Angeles, CA 90025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services, Llc Pasadena CA 11/2019 03/2021
Bank Of America, Na Los Angeles CA 05/2018 11/2019
Massmutual Beverly Hills CA 09/2016 04/2018
Charles Schwab & Co., Inc. Los Angeles CA 02/2025 Present
Fidelity Investments Pasadena CA 03/2021 03/2022
Fidelity Investments Los Angeles CA 03/2022 02/2025
Charles Schwab Bank Ssb Los Angeles CA 02/2025 Present
  • 11/2019 → 03/2021
    Fidelity Brokerage Services, Llc
    Pasadena, CA
  • 05/2018 → 11/2019
    Bank Of America, Na
    Los Angeles, CA
  • 09/2016 → 04/2018
    Massmutual
    Beverly Hills, CA
  • 02/2025 → Present
    Charles Schwab & Co., Inc.
    Los Angeles, CA
  • 03/2021 → 03/2022
    Fidelity Investments
    Pasadena, CA
  • 03/2022 → 02/2025
    Fidelity Investments
    Los Angeles, CA
  • 02/2025 → Present
    Charles Schwab Bank Ssb
    Los Angeles, CA
Previous Registrations
  • 2020-07-13 → 2025-02-26
    Fidelity Personal And Workplace Advisors
    Pasadena, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-08
S63 Uniform Securities Agent State Law Examination 2020-05-18
  • S66 Uniform Combined State Law Examination
    2020-07-08
  • S63 Uniform Securities Agent State Law Examination
    2020-05-18
Other Names
  • Elise Soo Jee Lee

View on SEC IAPD

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POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
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