Elise Lee

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2019 → 03/2021
  Fidelity Brokerage Services, Llc
  Pasadena, CA
• 05/2018 → 11/2019
  Bank Of America, Na
  Los Angeles, CA
• 09/2016 → 04/2018
  Massmutual
  Beverly Hills, CA
• 02/2025 → Present
  Charles Schwab & Co., Inc.
  Los Angeles, CA
• 03/2021 → 03/2022
  Fidelity Investments
  Pasadena, CA
• 03/2022 → 02/2025
  Fidelity Investments
  Los Angeles, CA
• 02/2025 → Present
  Charles Schwab Bank Ssb
  Los Angeles, CA

Previous Registrations

• 2020-07-13 → 2025-02-26
  Fidelity Personal And Workplace Advisors
  Pasadena, CA

Exams

• S66 Uniform Combined State Law Examination
  2020-07-08
• S63 Uniform Securities Agent State Law Examination
  2020-05-18

Other Names

• Elise Soo Jee Lee