Ronald Fishman

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2013 → Present
  Nylife Securities Llc
  Hyannis, MA
• 11/2013 → Present
  New York Life Insurance Co
  Hyannis, MA
• 10/2020 → Present
  Eagle Strategies Llc
  Hyannis, MA

Other Businesses

[APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS through GA First American insurance underwriters; 460 Hillside Ave, Needham Ma 02494; Start Date 02/2020; Role/Title: Insurance Broker; Investment Related; 1 hours per month; 1 hours per month during securities trading hours]

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-10-07
• S63 Uniform Securities Agent State Law Examination
  2014-05-06

Other Names

• Ronald Hal Fishman