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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-09-22 |
| CA | RA | APPROVED | 2023-09-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Technology Credit Union | Cupertino | CA | 01/2019 | 08/2023 |
| Premier One Credit Union | San Jose | CA | 04/2018 | 01/2019 |
| Provident Bank | Dunellen | NJ | 07/2017 | 12/2017 |
| Belle Vue Clinic | Kolkata | 08/2011 | 04/2017 | |
| Lpl Financial Llc | San Jose | CA | 09/2020 | 08/2023 |
| Homemaking | Cupertino | CA | 01/2018 | 04/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Jose | CA | 08/2023 | Present |
| Bank Of America N.A. | San Jose | CA | 09/2023 | Present |
Name of the other businessRental Property Whether the business is investment-relatedRental Address of the other businessFISHKILL NY. 12524 Nature of the other businessRental Your positionOwner Title, or relationship with the other businessCo-owner Start date of your relationship02/2011 Approximate number of hours/month you devote to the other business0 HRS Number of hours you devote to the other business during securities trading hours0 HRS Briefly describe your duties relating to the other businessOccasional Maintenance Call Do you receive any financial compensation for the business?Rental Income Do you handle monies or any kind of accounts for the business, or financial transactions for the business?Rental Income Or do you make any kind of finance related decisions or decisions affecting the business as a whole?Occasional Maintenance
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-20 |
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