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Christopher Steven Rainwater

Raymond James Financial Services Advisors, Inc

Lake Oswego, OR

CRD 6274084

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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2017-11-08
  • OR RA
    APPROVED
    Since 2017-11-08

Branch Locations

4900 Meadows Road Suite 100, Lake Oswego, OR 97035 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Lake Oswego OR 11/2014 10/2017
Raymond James Financial Services, Inc. Lake Oswego OR 10/2017 Present
Raymond James Financial Services Advisors Inc. Lake Oswego OR 11/2017 Present
Metis Wealth Advisory Group Lake Oswego OR 03/2018 07/2019
  • 11/2014 → 10/2017
    Raymond James Financial Services, Inc.
    Lake Oswego, OR
  • 10/2017 → Present
    Raymond James Financial Services, Inc.
    Lake Oswego, OR
  • 11/2017 → Present
    Lake Oswego, OR
  • 03/2018 → 07/2019
    Metis Wealth Advisory Group
    Lake Oswego, OR
Previous Registrations
  • 2018-03-28 → 2019-07-06
    Metis Wealth Advisory Group
    Lake Oswego, OR
Other Businesses

(1)Name of Business: Metis Wealth Advisory Group Address: 4900 Meadows Rd, Suite 100, Lake Oswego OR, USA, 97035 Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 03/26/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I joined branch 7HW in March 2018 when my former branch 72N was acquired by 7HW. I support the producing advisors of branch 7HW

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-27
  • S66 Uniform Combined State Law Examination
    2017-10-27

View on SEC IAPD

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