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John B Klen

Morgan Stanley

Tempe, AZ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-10-11
TX RA APPROVED 2023-10-11
  • AZ RA
    APPROVED
    Since 2023-10-11
  • TX RA
    APPROVED
    Since 2023-10-11

Branch Locations

58 South River Drive, Tempe, AZ 85281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 03/2020 02/2023
Wells Fargo Securities Chicago IL 11/2013 03/2020
Morgan Stanley Tempe AZ 02/2023 07/2023
Morgan Stanley Tempe AZ 10/2023 Present
  • 03/2020 → 02/2023
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 11/2013 → 03/2020
    Wells Fargo Securities
    Chicago, IL
  • 02/2023 → 07/2023
    Morgan Stanley
    Tempe, AZ
  • 10/2023 → Present
    Morgan Stanley
    Tempe, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-03
  • S66 Uniform Combined State Law Examination
    2020-08-03
Other Names
  • John Klen
  • John Burton Klen

View on SEC IAPD

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Other Offices

OLIVE STREET INVESTMENT ADVISERS, LLC · ST. LOUIS, MO
EDWARD JONES · ST. LOUIS, MO
J.P. MORGAN SECURITIES LLC · Des Peres, MO
U.S. BANCORP ADVISORS, LLC · Des Peres, MO
LPL FINANCIAL LLC · DES PERES, MO
AQUILANT ADVISORS · ST. LOUIS, MO
ATROPOS CAPITAL MANAGEMENT, LLC · ST. LOUIS, MO
VIAGEM, LLC · ST. LOUIS, MO

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