Emily Eisenhauer Freling

Employer firm

B. Riley Wealth Advisors, Inc. CRD 115927

$4.21B regulatory AUM 40 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → 07/2019
  Merrill Lynch, Pierce, Fenner And Smith Incorporated
  Dallas, TX
• 09/2014 → 07/2019
  Bank Of America, N.A.
  Dallas, TX
• 10/2019 → 12/2020
  Usca Securities, Llc
  Dallas, TX
• 12/2020 → 07/2022
  National Securities Corporation
  Dallas, TX
• 12/2020 → 07/2022
  National Asset Management
  Dallas, TX
• 07/2022 → Present
  B. Riley Wealth Management
  Memphis, TN
• 07/2022 → Present
  B. Riley Wealth Advisors, Inc.
  Memphis, TN

Previous Registrations

• 2019-11-01 → 2020-12-10
  Usca Ria Llc
  Houston, TX
  Dallas, TX
• 2014-06-16 → 2019-07-31
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Dallas, TX
  Dallas, TX

Other Businesses

(1) JUNIOR LEAGUE OF DALLAS SUSTAINERS BOARD; NON-PROFIT WOMEN'S GROUP; BOARD MEMBER, MEMBER AT LARGE; DALLAS, TX; START DATE 2007; 1 HR/MONTH, 0 DURING TRADING HRS; NOT INVESTMENT RELATED... (2) ASPEN TREE FAMILY LP; INVESTMENT-RELATED; ORGANIZER, MANAGER, PRESIDENT; START DATE 02/2021; INVEST IN REAL ESTATE; 2 HRS/MONTH, ALL TRADING HOURS.... (3) B. RILEY WEALTH INSURANCE CORPORATION; INVESTMENT-RELATED; FIXED INSURANCE SALES; AGENT; SAME ADDRESS AS BRWM; START 12/2020; 1 HR/MONTH, ALL DURING TRADING HRS... (4) WEALTH MANAGEMENT ADVISORY, LLC; INVESTMENT-RELATED; SOLE MEMBER, PRESIDENT & SECRETARY; DOVER, DE; PASS THRU ENTITY FOR SECURITIES BUSINESS, ALL BUSINESS CONDUCTED THROUGH B. RILEY WEALTH; 3 HRS/MONTH, ALL DURING TRADING HRS... (5) GP ASPEN TREE, LLC; INVESTMENT-RELATED; PRESIDENT AND SECRETARY; DALLAS, TX; START DATE 12/2020; 1 HR/MONTH, ALL DURING TRADING HRS... (6) ASPEN INVESTMENT A, LLC; INVESTMENT-RELATED; PRESIDENT AND SECRETARY; DALLAS, TX; START DATE 12/2020; PASSIVE INCOME FROM RENTAL PROPERTY; 1 HR/MONTH, ALL DURING TRADING HRS.... (7) ASPEN INVESTMENT B, LLC; INVESTMENT-RELATED; PRESIDENT AND SECRETARY; DALLAS, TX; START DATE 02/2022; PASSIVE INCOME FROM RENTAL PROPERTY; 1 HR/MONTH, ALL DURING TRADING HRS.... (8) ASPEN TREE LLC; INVESTMENT-RELATED; SOLE MEMBER; START DATE 11/2020; DALLAS, TX; INVEST IN REAL ESTATE; 1 HR/MONTH, ALL TRADING HRS... (9) TEXAS WALL STREET WOMEN; NON INVESTMENT RELATED; https://txwsw.com/; NETWORKING FOR WOMEN IN FINANCE; MEMBER - ATTENDS EVENTS; START DATE 12/30/2022; 1HR/MONTH DEVOTED DURING SECURITIES TRADING HRS; MEMBER... (10) GENESIS WOMENS SHELTER AUXILIARY BOARD; NON INVESTMENT RELATED; 4411 LEMMON AVE, STE 201 DALLAS TX 75219; NON PROFIT FOR WOMEN/ CHILDREN DOMESTIC VIOLENCE; MEMBER; START DATE 2022; 2 HRS/MONTH DEVOTED 1 DURING SECURITIES TRADING HRS... (11) 50/50 WOMEN ON BOARDS; NON INVESTMENT RELATED; EDUCATION and ADVOCACY CAMPAIGN; MEMBER, NETWORKING HUB; START DATE 3/3/2023; 1 HRS/MONTH DEVOTED DURING SECURITIES TRADING HRS; NON PROFIT... (12) EISENHAUER WEALTH MANAGEMENT; INVESTMENT RELATED; ADDRESS SAME AS BRWM; MARKETING NAME FOR FOR FINANCIAL SECURITIES BUSINESS CONDUCTED THROUGH B. RILEY WEALTH MANAGEMENT; START DATE 10/2024. 40 HOURS / WEEK DEVOTED DURING SECURITIES TRADING HOURS.

Exams

• S66 Uniform Combined State Law Examination
  2014-06-12

Other Names

• Emily Eisenhauer Mullen
• Emily Eisenhauer Freling
• Emily Eisenhauer