James Kermit Norland

Current Employers

Employment History

• 11/2013 → 12/2016
  Principal Life Ins Co
  West Des Moines, IA
• 11/2013 → 12/2017
  Princor Financial Services Corp
  West Des Moines, IA
• 01/2018 → 01/2018
  Chelsea Financial Services
  Staten Island, NY
• 02/2018 → 04/2019
  Kestra Financial Services, Inc.
  Urbandale, IA
• 04/2019 → 06/2024
  Global Retirement Partners, Llc
  San Rafael, CA
• 06/2024 → Present
  Wellth Advisory Services, Llc
  Shorewood, IL

Previous Registrations

• 2019-04-01 → 2024-07-05
  Global Retirement Partners Llc
  Urbandale, IA
  San Rafael, CA
• 2018-02-06 → 2019-04-04
  Kestra Advisory Services, Llc
  Urbandale, IA
  Austin, TX
• 2014-03-18 → 2017-12-31
  Principal Securities, Inc.
  West Des Moines, IA
  Des Moines, IA

Other Businesses

Business Name: Norland, Inc. Investment Related: Yes Address: 5308 Grand Ave. Des Moines IA 50312 Nature of Business: Consulting; Insurance Position, Title or Relationship: Owner Start Date: 9/1/1987 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I manage the relationship between the employers, claims payers and stop loss carriers.Business Name: YMCA of Greater Des Moines Investment Related: No Address: 501 Grand Ave. Des Moines IA 50309 Nature of Business: Other Other/None of the Above I lifeguard one evening a week and on weekends. I act as a substitute swim instructor on Saturday mornings as needed. Position, Title or Relationship: Lifeguard and swimming instructor Start Date: 1/1/2016 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Supervise the pool.Business Name: McGaw YMCA Camp Echo Investment Related: No Address: 1000 Grove Street Evanston IL 60201 Nature of Business: Other Other/None of the Above I spend two weeks per summer at Camp Echo. I go there in June to train ski boat drivers an lifeguard during staff training and the first session of summer camp. I also teach water ski area heads how to teach kids to water ski. During breaks in the day when the waterfront at camp isn't open I do other tasks like wash dishes, paint cabins, groom horses. I return at the end of August to run the ski pier after all the college student staff members return to school. Position, Title or Relationship: Volunteer. Start Date: 8/21/1969 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: YMCA Camp Volunteer. Business Name: Raccoon Valley Little League Investment Related: No Address: 5801 Park Ave. Des Moines IA 50311 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Board Member / Past President Start Date: 4/1/2000 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: General little league volunteer work.Business Name: SRP Wealth Investment Related: Yes Address: 2900 100th Street, Suite 106 Urbandale IA 50322 Nature of Business: investment advisor Activities through WELLth Advisory Services, LLC using a DBA name; Position, Title or Relationship: Financial Advisor Start Date: 4/1/2019 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Work with individuals to manage their individual investment portfolios.

Exams

• S66 Uniform Combined State Law Examination
  2014-03-10

Other Names

• James K Norland