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Douglas Alan Clark

LPl Financial LLC

Wexford, PA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2017-05-31
  • PA RA
    APPROVED
    Since 2017-05-31

Branch Locations

2000 Corporate Drive Ste 570, Wexford, PA 15090 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Ins Co Pittsburgh PA 12/2013 05/2017
Princor Financial Services Corp Pittsburgh PA 12/2013 05/2017
Strategic Pension And Financial Partners, Llc Pittsburgh PA 09/2014 05/2017
Lpl Financial Llc Wexford PA 05/2017 Present
  • 12/2013 → 05/2017
    Principal Life Ins Co
    Pittsburgh, PA
  • 12/2013 → 05/2017
    Princor Financial Services Corp
    Pittsburgh, PA
  • 09/2014 → 05/2017
    Strategic Pension And Financial Partners, Llc
    Pittsburgh, PA
  • 05/2017 → Present
    Wexford, PA
Previous Registrations
Other Businesses

1. 5/31/2017 - No Business Name - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Started 01/01/2013 - 5 Hours Per Month/1 Hour During Securities Trading - Time Spent 1% - Medical, Life and Disability Insurance. 2. 11/24/2017 - Focus 401(k) - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 12/01/2017 - 150 Hours Per Month During Securities Trading. 3. 11/5/2020 - No Business Name - Not Investment Related - Outside/W-2 Employment - Start Date: 11/3/2020 - 17 Hours Per Month/10 Hours During Securities Trading - Allegheny County Elections Poll Worker. 4. 11/22/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 06/06/2017 - 10 Hours Per Month/1 Hour During Securities Trading. 5. 12/9/2021 - V & T Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/29/2021 - 10 Hours Per Month/1 Hour During Securities Trading. 6. 10/24/2022 - Focus 401k - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 09/29/2022 - 160 Hours Per Month/8 Hours During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-12-06
S63 Uniform Securities Agent State Law Examination 2014-01-27
  • S65 Uniform Investment Adviser Law Examination
    2016-12-06
  • S63 Uniform Securities Agent State Law Examination
    2014-01-27

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