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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2017-05-31 |
Branch Locations
2000 Corporate Drive Ste 570, Wexford, PA 15090 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Ins Co | Pittsburgh | PA | 12/2013 | 05/2017 |
| Princor Financial Services Corp | Pittsburgh | PA | 12/2013 | 05/2017 |
| Strategic Pension And Financial Partners, Llc | Pittsburgh | PA | 09/2014 | 05/2017 |
| Lpl Financial Llc | Wexford | PA | 05/2017 | Present |
1. 5/31/2017 - No Business Name - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Started 01/01/2013 - 5 Hours Per Month/1 Hour During Securities Trading - Time Spent 1% - Medical, Life and Disability Insurance. 2. 11/24/2017 - Focus 401(k) - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 12/01/2017 - 150 Hours Per Month During Securities Trading. 3. 11/5/2020 - No Business Name - Not Investment Related - Outside/W-2 Employment - Start Date: 11/3/2020 - 17 Hours Per Month/10 Hours During Securities Trading - Allegheny County Elections Poll Worker. 4. 11/22/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 06/06/2017 - 10 Hours Per Month/1 Hour During Securities Trading. 5. 12/9/2021 - V & T Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/29/2021 - 10 Hours Per Month/1 Hour During Securities Trading. 6. 10/24/2022 - Focus 401k - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 09/29/2022 - 160 Hours Per Month/8 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 2014-01-27 |
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