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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-08-29 |
| CA | RA | APPROVED | 2017-07-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 08/2015 | Present |
| Bank Of America, N.A. | Los Angeles | CA | 08/2015 | Present |
| University Of Arizona Global Campus | Chandler | AZ | 02/2024 | 08/2025 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-07-03 |
| S63 | Uniform Securities Agent State Law Examination | 2014-01-08 |
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