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Current Employers
Prime Capital Financial

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-27
  • TX RA
    APPROVED
    Since 2023-09-27

Branch Locations

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

1177 West Loop South - Suite #1610, Houston, TX 77027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United Capital Financial Advisers, Llc Newport Beach CA 05/2009 09/2023
Giriard Securities, Inc Houston TX 05/2009 11/2017
Cetera Advisor Networks Llc El Segundo CA 11/2017 06/2020
Prime Capital Investment Advisors, Llc Overland Park KS 09/2023 Present
  • 05/2009 → 09/2023
    United Capital Financial Advisers, Llc
    Newport Beach, CA
  • 05/2009 → 11/2017
    Giriard Securities, Inc
    Houston, TX
  • 11/2017 → 06/2020
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 09/2023 → Present
    Prime Capital Investment Advisors, Llc
    Overland Park, KS
Previous Registrations
Other Businesses

1) INSURANCE AGENT. INVESTMENT-RELATED. 1177 WEST LOOP SOUTH, SUITE #1610, HOUSTON, TX 77027. INSURANCE PRODUCTS. INSURANCE AGENT. 09/2023. 5 HOURS DEVOTED. 5 HOURS DEVOTED DURING TRADING HOURS. SALE AND SERVICE OF FIXED INSURANCE PRODUCTS, INCLUDING THROUGH NON AFFILIATED INSURANCE MARKETING ORGANIZATIONS (IMOS). 2) Medicare Backoffice, non-investment related, 8420 W Dodge Rd, Ste 510, Omaha NE 68114. Medicare Supplement advice, Advisor, 04/30/2024, 5 hours per month, 0 hours per month during trading, provide the referral to Medicare Backoffice to assist clients in obtaining information and signing up for Medicate Supplement plans. 3) CHHSZ HOLDINGS, LLC, INVESTMENT RELATED, 6201 COLLEGE BLVD STE#150 OVERLAND PARK KS 66211, PARTNER, CHHSZ HOLDINGS LLC IS A LIMITED LIABILITY COMPANY "LLC" FORMED IN OCTOBER 2019 UNDER THE LAWS OF THE STATE OF DELAWARE. CHHSZ HOLDINGS LLC IS THE SOLE OWNER OF PRIME CAPITAL INVESTMENT ADVISORS, LLC (PCIA), A REGISTERED INVESTMENT ADVISOR. MEMBER PROVIDES ADVISORY SERVICES AS AN IRA OF PCIA, <1 HR /MONTH, <1 HR / MONTH DURING TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-20
  • S66 Uniform Combined State Law Examination
    2007-03-20
Designations
Other Names
  • Amanda Renee Pilkerton

View on SEC IAPD

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