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Rebecca Rose Parrish

Bok Financial Securities, Inc.

Tulsa, OK

CRD 6273251

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Employer firm

Bok Financial Securities, Inc. CRD 17530

$1.06B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Bok Financial Securities, Inc.

One Williams Center Plaza Southeast, Tulsa, OK 74102 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2021-11-01
  • OK RA
    APPROVED
    Since 2021-11-01

Branch Locations

One Williams Center, Tulsa, OK 74172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lance Franczyk Tulsa OK 01/2014 10/2021
Northwestern Mutual Ivestment Services, Llc Tulsa OK 02/2014 10/2021
Bok Financial Securities, Inc. Tulsa OK 11/2021 Present
Bokf, Na Tulsa OK 11/2021 Present
  • 01/2014 → 10/2021
    Lance Franczyk
    Tulsa, OK
  • 02/2014 → 10/2021
    Northwestern Mutual Ivestment Services, Llc
    Tulsa, OK
  • 11/2021 → Present
    Bok Financial Securities, Inc.
    Tulsa, OK
  • 11/2021 → Present
    Bokf, Na
    Tulsa, OK
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-05-30
  • S66 Uniform Combined State Law Examination
    2014-05-30
Other Names
  • Rebecca Rose Higgins

View on SEC IAPD

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