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Employer firm

Mma Asset Management LLC CRD 155426

$788M regulatory AUM 4 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Mma Asset Management Llc

161 Washington Street Suite 1200, Conshohocken, PA 19428 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-06-01
PA RA APPROVED 2023-06-01
  • NJ RA
    APPROVED
    Since 2023-06-01
  • PA RA
    APPROVED
    Since 2023-06-01

Branch Locations

161 Washington Street Suite 1200, Conshohocken, PA 19428 • United States

Mma Securities Llc

1166 Avenue Of The Americas, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2020-08-14
  • NJ RA
    APPROVED
    Since 2020-08-14

Branch Locations

Park 80 West, Plaza Two 250 Pehle Ave., Suite 400, Saddlebrook, NJ 07663 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mutual Of America Life Co. Parsippany NJ 11/2013 03/2020
Mutual Of America Securities Corp. Parsippany NJ 11/2013 Present
Marsh Mclennan Agency Saddle Brook NJ 03/2020 Present
Mma Securities Saddle Brook NJ 03/2020 Present
  • 11/2013 → 03/2020
    Mutual Of America Life Co.
    Parsippany, NJ
  • 11/2013 → Present
    Mutual Of America Securities Corp.
    Parsippany, NJ
  • 03/2020 → Present
    Marsh Mclennan Agency
    Saddle Brook, NJ
  • 03/2020 → Present
    Mma Securities
    Saddle Brook, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-04
  • S66 Uniform Combined State Law Examination
    2020-06-04
Designations
  • Certified Financial Planner
Other Names
  • Kyle Purcell

View on SEC IAPD

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